Disclosures & important information.

The required adviser disclosures, regulatory information, and legal terms that govern your relationship with 755 Financial.

Investment & advisory disclosures

Last updated: [CONFIRM date before publish]

Plain-language summary: Investing involves risk, including the possible loss of the money you invest. Nothing on this site is a recommendation, an offer, or a guarantee. Before you act, review the official documents linked below and speak with your 755 Financial team.

Investment risk

All investing involves risk, including the possible loss of principal. Past performance is not a guarantee of, and is not necessarily indicative of, future results. The value of investments and the income derived from them can go down as well as up, and you may get back less than you originally invested. No strategy — including diversification or asset allocation — assures a profit or protects against loss in a declining market.

Educational, not advice

The information on this website is provided for general educational and informational purposes only. It is not, and should not be construed as, individualized investment, tax, legal, accounting, or insurance advice, nor as an offer or solicitation to buy or sell any security or to adopt any investment strategy. Advice can only be provided after a review of your specific circumstances under an executed advisory agreement. Consult your own professional advisers before acting on any information found here.

Registered Investment Adviser

755 Financial intends to provide investment advisory services through a Registered Investment Adviser (RIA). Advisory services are offered only in states where the adviser is appropriately registered, notice-filed, or exempt from registration. Registration as an investment adviser does not imply a certain level of skill or training, and does not constitute an endorsement by any securities regulator.

Note: 755 Financial is transitioning to an independent RIA structure. Certain disclosures on this page are marked [CONFIRM during transition] and will be finalized before this site is published.

Current broker-dealer / custodial disclosure

[CONFIRM during transition] Securities and advisory services are currently offered through LPL Financial, a Registered Investment Advisor, Member FINRA & SIPC. This disclosure is being maintained during the firm’s transition to an independent RIA and will be updated or removed once the transition is complete. Do not rely on this line as a statement of the firm’s current affiliation without confirming with 755 Financial.

Required regulatory documents

Before engaging 755 Financial for advisory services, please review the following documents. They describe our services, fees, conflicts of interest, disciplinary history, and the standard of conduct we owe you:

Form CRS (Client Relationship Summary) — a short summary of the relationship, services, fees, and conflicts. View Form CRS [CONFIRM url]
Form ADV Part 2A & 2B (Brochure) — detailed disclosure of advisory services, fees, and adviser backgrounds. View Form ADV [CONFIRM url]
FINRA BrokerCheck — research the background of investment professionals and firms. brokercheck.finra.org

States served

755 Financial offers services to clients in Georgia and Florida. [CONFIRM full list of states served] We may transact business or render personalized advice only in states where we are registered, notice-filed, or otherwise exempt. This website is not a solicitation in any jurisdiction where 755 Financial is not appropriately registered or exempt.

Testimonials & reviews

Consistent with the SEC Marketing Rule, this site does not currently publish client testimonials or endorsements. If testimonials are added in the future, they will carry all required disclosures, including whether the person is a client and whether any compensation was provided, along with any material conflicts of interest. [CONFIRM testimonial policy before adding any]

Third-party links

This website may contain links to third-party sites, including FINRA BrokerCheck and regulatory resources. 755 Financial is not responsible for, and does not endorse or guarantee, the content, accuracy, or privacy practices of any third-party site.

Mortgage services

Mortgage services described elsewhere on this site are planned and not yet offered. Any reference to mortgage financing is a description of a service 755 Financial is expanding into, not a current offering. No mortgage products are available, and nothing here should be read as a commitment to lend or an offer of credit.

Contact about disclosures

Questions about these disclosures or the documents above? Reach the team at 678-567-7915 or through our contact page. Office: 330 Creekstone Ridge, Woodstock, GA 30188.

This page is provided for general informational purposes and does not create an advisory, brokerage, or other professional relationship. In the event of any conflict between this summary and the official Form ADV, Form CRS, or an executed client agreement, those documents control.